4 FIDUCIARY MATTERS THAT NEED ATTENTION NOW
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"4 FIDUCIARY MATTERS THAT NEED ATTENTION NOW"
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ADVISORS & INVESTMENT FIRMS: Aligning Priorities and Practices with the New Law

IN THIS WHITE PAPER, YOU’LL LEARN WHAT FIDUCIARY MATTERS NEED YOUR ATTENTION TODAY:

• Monitoring of Fees
• Executing BICE
• Storing and Sharing BICE
• Documenting BICE Communications

The Fiduciary Rule has officially gone live. The hotly debated, dubiously anticipated DOL regulation went into effect on June 9, much to the shock of financial industry professionals. Since its original April 10 implementation was postponed for a review that is still underway, many assumed more delays were inevitable, or even that the rule would be scrapped. While changes could still come about, Secretary of Labor Alexander Acosta has confirmed that there is no viable reason to further delay the rule’s phase-in. Moving forward with this legislation means significant changes for qualified retirement accounts by January 1 of next year.


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